How is history different from fiction?

With the term “epistemological fragility,” Jenkins refers to the innate inability of history as a discipline to know with absolute certainty and in their entirety the events of the past. To some extent, Jenkins portrays this aspect of history as the proverbial self-licking ice cream cone. History is unable, due to the sheer magnitude of past events in terms of their number and size, to provide a comprehensive depiction of the past; however, it is good that it cannot because, if it could, it would write itself out of existence, “for what would be the point of countless historians saying it all over again in the same way?”[1]

Whereas both history and fiction rely on the discipline of writing, only history relies on the presumed occurrence of actual events in the past. Fiction, in contrast, does not rely on such occurrences and is thus qualitatively different, although, as Jenkins notes regarding historians that “inadvertently they may be”[2] writing fiction after all. Regarding the role of history in the world, I think here of its purpose. I have taught writing for many years, and one of the first tasks of a writer is to determine the purpose of a piece of writing, which can be one or more of generally three: to inform, to persuade, and to entertain. The main purpose of fiction is to entertain, while the main purposes of history are to inform and, Jenkins would insist, to persuade the reader of the ideology to which the historian subscribes. Entertainment might also play a rule, but it is decidedly secondary.

I was not surprised by any of Jenkins’s arguments and I found that I by and large agreed with them. If anything, there seems to be a kind of honesty in Jenkins’s assessment of history in that he acknowledges that bias plays an enormous role in how historians depict the past. He writes, “It is easy to see how history for a revolutionary is bound to be different from that desired by a conservative.”[3] Among the implications here is that revolutionaries are more critical of the past, while conservatives tend to sanctify and mythologize it — a position I’ve also held for a while.

=====

[1] Keith Jenkins, Rethinking History (London, Routledge, 1991), 13.
[2] Ibid, 12.
[3] Ibid, 22.

What is the purpose of history?

I have tended to view the purpose of history from the standpoints of two earlier writers: Leopold von Ranke and George Santayana. The opinion of Santayana is very well known: “Those who cannot remember the past are condemned to repeat it..” Ranke’s is perhaps less well known, i.e., to portray the past “wie es eigentlich gewesen ist” (as it really was). On the one hand, history is meant to provide reliable information about the past. On the other hand, it is meant to draw certain conclusions about human behavior so that we can identify such behavior when it emerges again and predict to some extent the outcomes of such behaviors.

In the last couple of years, however, I have come to view a third purpose of history, which is to better understand the present. In 2018, the journalist Ezra Klein debated neuroscientist Sam Harris over the issue of Harris having hosted on his podcast Charles Murray, coauthor of the infamous The Bell Curve — which relies heavily on the notion that race and IQ are strongly correlated. Klein repeatedly inserted into the discussion the long history of abuse of African Americans: “I’ve criticized you for having the conversation [about race and IQ] without dealing with and separating it out and thinking through the context and the weight of American history on it.” Harris began to respond by saying “The weight of American history is completely irrelevant to—” before Klein cut him off in sheer disbelief.

Addressing an issue as fraught and thorny as underachievement by African Americans without a thorough discussion and consideration of the history of slavery, segregation, and racial terrorism is not just short-sighted. It is, in my opinion, historically irresponsible. To understand the current situation well, one must examine the history thoroughly to identify the causes and effects that brought us here. Thus, history serves this third purpose of comprehending the present, in addition to faithfully rendering the past in writing and learning not to make the same mistakes that previous generations made.

Short-term Plans and New Posts

Just a quick note to update my short-range plans. I’m taking my third and final course at U. Edinburgh this term — a methodology class called “Historical Research: Approaches to History.” It’s quite a bit of writing, so I expect to post quite a bit here over the next few months.

I will finish at Edinburg with a postgraduate certificate in history, which is the lowest post-baccalaureate credential offered by the British educational system. With the two courses I’ve already taken at the graduate level at Penn, this puts me one course shy of the 18 credits past the baccalaureate level typically needed to teach history in the United States. I will probably take a summer course at SNHU so I can be eligible to teach in the fall.

I will continue to pursue a Master’s at Penn, either as an outright Master of Arts student or as a Master of Philosophy student through the Liberal and Professional Studies program. That decision will be made for me, rather than one I’ll be making myself. When that decision is made, I’ll report it here.

Rethinking Kishinev: The 1903 Pogrom in Time and Space

In his 2016 book about anti-Jewish violence in the Russian Empire, the German historian Stefan Wiese pointed out that the word pogrom (along with steppe) was one of few Russian words that had entered the lexicons of virtually every European language. However, he noted, it was not until the April 1903 pogrom in Kishinev, Bessarabia, that this effect occurred, although the term had been in use in Russia at least since the wave of violence against Jews that spread across the southwestern region of the empire in the early 1880s.[1] If historical linguistics provide any evidence, the Kishinev pogrom had a greater impact than earlier, similar events. The details of the pogrom itself are well known. Following the discovery of a dead Ukrainian boy in the Bessarabian town of Dubossary and the promotion of a charge of ritual murder by P.A. Krushevan, the publisher of the local Russian-language newspaper Bessarabets (and later of the Protocols of the Elders of Zion), the pogrom began on Easter Sunday, April 6, 1903.[2] The violence raged for three days, and when order was finally restored, 49 Jews had been killed, twice that many had been severely wounded, many women and girls had been raped, and hundreds of homes and businesses had been destroyed. In terms of lives lost, it was the deadliest single episode of violence against Jews on Russian soil in more than a century and the deadliest pogrom ever.

Based on geography and certain assumptions about the roles played in the pogroms by the tsars and high-level government officials, the events in Kishinev were initially viewed as closely resembling the pogroms of the wave of the 1880s and thereafter, with the sole difference being that the number of victims in Kishinev was greater. However, when multiple pogroms erupted in subsequent years as the result of the mobilization of soldiers for the Russo-Japanese War or as a reaction to the promulgation of the October Manifesto in 1905, among other reasons, it became common to see Kishinev as the beginning of a second pogrom wave extending through 1906. This interpretation was supported by the aforementioned higher death toll in the early 20th century pogroms, as well as the simple chronology of the events. However, a third possibility exists, which is that the Kishinev pogrom cannot truly be considered part of either of the major waves of pogroms.

By examining more closely the waves of pogroms in 1881-82 and 1905-06, determining their distinguishing characteristics, and comparing the events in Kishinev with these characteristics, we can see that the Kishinev pogrom bore sufficient differences from both the earlier and later waves to distinguish it from both. Rather, the events in Kishinev might be better understood as part of a larger trend in anti-Semitic violence sweeping Europe at the time, based on long-held anti-Jewish superstitions. Comparatively speaking, the extent to which the Kishinev pogrom was “Russian” might ultimately be best understood by the specific factors that contributed to the scale of the violence.

Literature Review

As with many topics in modern Jewish history, the scholarly study of the pogroms in Russia was first undertaken by the Russian historian Simon Dubnow. Before Dubnow, there had been several publications dedicated to examining the phenomenon of pogroms, a large number of which had been issued by Jewish organizations as part of appeals for support and intervention. Perhaps the most important of these publications was the two-volume Die Judenpogrome in Russland, published in Germany in 1910 in cooperation with the Zionist Aid Fund in London. Over these two volumes, edited by the Zionist activist Leo Motzkin, a number of authors contributed analyses of the pogroms of both the 1881-82 and 1905-06 periods and incidents in between, including the pogrom in Kishinev. The work is important in combining treatments of both major outbreaks of anti-Jewish violence in Russia, as well as for introducing a key theme that would characterize much of the early historiography of Russian pogroms: the direct guilt of the government in the pogroms of the early 20th century. This guilt is contrasted with the situation in the 1880s, in which the government is characterized as merely ineffective in preventing and suppressing mass violence.[3]

            While Dubnow did not write a distinct work on the pogroms, he did dedicate to them several portions of his multi-volume history of the Jewish people, the first volume of which appeared in the 1890s. Dubnow’s research applied the principles of Wissenschaft des Judentums in the tradition of the German-Jewish historian Heinrich Graetz. Like the Motzkin-edited volume, Dubnow’s work placed enormous blame on the government, particularly in the case of the Kishinev pogrom. He wrote, “From the fact that on the second day of the pogrom the governor was still waiting for instructions from St. Petersburg permitting him to discontinue the massacre it is evident that he must have received previous orders to allow it to proceed up to a certain point.”[4] Moreover, Dubnow assigned a very specific role to Minister of Internal Affairs V.K. Pleve, not only for allegedly allowing the pogrom but also for personally boosting the career of the propagandist Krushevan. Notably, this latter charge, which appears in virtually all of the contemporaneous accounts of the pogrom, is omitted from later studies, although a relatively recent article repeated the claim.[5]

            A final important publication from the late imperial period is the pamphlet From Kishineff to Bialystok: A Table of Pogroms From 1903 to 1906, published in 1906 by the Jewish Publication Society (JPS). Although it is like most of the other works from the period in seeking to draw attention to and invoke support for Jewish communities under attack, the pamphlet made two major contributions to the study of Russian pogroms. First, it provided one of the initial comprehensive overviews of the pogrom cycle of the early 20th century, detailing each incident according to place, population, damage enumerated in lives and property, and context and/or perpetrators. Second, it was one of the first studies to group all of the pogroms from 1903 to 1906 into a single cycle, offering a precedent for later researchers.

            For all the importance of the topic, much of the initial period following the collapse of the Russian Empire saw little in the way of new research on the pogroms. Although a number of works appeared during and immediately following the rash of pogroms that accompanied the Russian Civil War, constituting a third major wave, once the Bolsheviks had established firm control over the country, limited access to historical archives and the desires of Soviet officials to control narratives about Russian antisemitism prevented for the most part the generation of new scholarship in the area. Historians of Jewry such as Salo Baron and Louis Greenberg would include discussions of the pogroms in their books but would not dedicate monographs to the topic. A single dissertation by Mina Goldberg, finished in 1934 at Friedrich-Wilhelms University in Berlin, was never published in its entirety, likely a victim of Nazi censorship.

            When academic scholarship on the pogroms began to appear after World War II, it was largely the labor of two German-born historians: Hans Rogger and Heinz-Dietrich Löwe. Beginning in the 1960s, Rogger published several articles on the topic of Jewish life in late imperial Russia that offered new insights into the phenomenon of the pogroms. Seven of these articles, along with an eighth, new essay comparing Jewish emancipation in Russia to that elsewhere in Europe, appeared in 1986 as Jewish Policies and Right-Wing Politics in Imperial Russia. In this work, within a larger context of describing an ambivalent and often-oscillating Jewish policy over the 19th century, Rogger challenged the long-held belief that the tsarist government had orchestrated the pogroms in 1881-82. Löwe’s major work, Antisemitismus und Reaktionäre Utopie (1978; published in English in 1993 as The Tsars and the Jews), although it largely agreed with Rogger’s conclusions about the central government’s complicity in the pogroms, instead drew attention to the roles played by local officials and police. In addition, extending his analysis through the 1905-06 pogrom cycle, Löwe saw a major role played by reactionary politicians and organizations in orchestrating the later pogroms as a reaction to the modernizing effects of government reforms.

            Within the context set by Rogger and Löwe, Shlomo Lambroza wrote his 1981 dissertation at Rutgers under the direction of Seymour Becker: The Pogrom Movement in Tsarist Russia, 1903-06. With his title, Lambroza recalled the chronological grouping of the aforementioned JPS pamphlet. In his literature review (which amounts to no more than eight pages — a testament to the dearth of scholarship available to him as a researcher), he characterized Dubnow, Baron, Greenberg, and the Socialist Revolutionary deputy-cum-Cornell Russian literature professor Mark Vishniak as a “traditional” school and Rogger and Löwe as “revisionists.” However, he also included the writing of the Austrian-born psychoanalyst Otto Fenichel, whose work falls far outside the boundaries set by the other historians cited in the review.[6] This strange citation notwithstanding, Lambroza contributed enormously to the scholarship on Russian pogroms. In a work heavily influenced by contemporaneous social-scientific research, Lambroza drew several counterintuitive conclusions, including that there was an inverse relationship between the Jewish population of a province and the number of pogroms that occurred there, while he confirmed other, more intuitive relationships, such as that the number of injuries caused by a pogrom was directly proportional to the amount of land owned by Jews. Lambroza was also instrumental in noting the extent to which pogroms between Kishinev and the wave that occurred following the October Manifesto could be correlated with soldier mobilization for the Russo-Japanese War.

Three years after Lambroza’s dissertation, the American historian John Klier published his first study of the Russian pogroms: The Times of London, the Russian Press, and the Pogroms of 1881-1882. Klier, who had written his doctoral dissertation at the University of Illinois on the first forty years of Russian-Jewish coexistence, ultimately became the most important American scholar working on the topic of pogroms. In addition to the aforementioned monograph, he published collections of essays on the topic co-edited with Lambroza and Alexander Orbach, as well as two additional books on Russian-Jewish history, before his untimely death in 2007. Klier’s work was heavily influenced by Rogger, and his final work, Russians, Jews, and the Pogroms of 1881-1882, published posthumously in 2011, argued that the complicated interrelationship between serf liberation and Jewish emancipation was a major driver in the first pogrom wave. Moreover, Klier provided invaluable details about the logistics of pogroms, discussing in detail how they began, spread, and were stopped.

A handful of additional works bear mention. Published in 1984, Stephen M. Berk’s Year of Crisis, Year of Hope addressed some of the questions evoked by the 1880-81 pogrom wave by focusing on the Jewish press reactions while, at the same time, less effectively examining the causes (specifically the Russian causes) of them.[7] More successful was I. Michael Aronson’s Troubled Waters, published in 1990, which built on the theory of the absence of central government complicity in the pogroms by extending this inefficacy to its inability to contain outbreaks of public violence.[8] The aforementioned study by Stefan Wiese admirably communicates much of the “revisionist” hypothesis in German while conducting case studies of anti-Jewish violence in Elisavetgrad, in Kherson province; the Volga region; Zhitomir; and Astrakhan.

In addition to these works, a few general studies also warrant our attention. A very recent study in the Review of Economic Studies eschews historical exegesis for purely economic analysis, while a monograph by Elissa Bemporad on the Civil War pogroms and Soviet anti-Jewish violence is due out shortly. More importantly, a collection of essays published by Indiana University Press in 2011 collected pieces on the Civil War-era pogroms, Jewish responses, and regional cases. The essays include a broad range of topics, periods, and regions, many of which are not directly relevant here; however, more interesting is the emergence of a theme of what Olga Litvak calls, in her review of the collection, the “dog that didn’t bark,” i.e., the absence of pogroms in places where they might have been expected (Siberia, Lithuania, Belorussia, and the Crimea).[9] In addition, the opening essay by David Engel examines the very nature of the term pogrom and its suitability for analyzing multiple forms of anti-Jewish violence. He writes, “What exactly is gained by grouping together under a single rubric such disparate occurrences as the killing of two Jews in Balta in March 1882, forty-five in Kishinev in April 1903, and upwards of fifteen hundred in Proskuriv in February 1919 — all episodes to which the label pogrom has been widely attached?”[10] This question and Engel’s entire analysis are useful adjuncts to any discussion of pogroms as a phenomenon.

Finally, studies of individual pogroms, beyond reportage and event-specific appeals, have appeared only sporadically. Typically, these studies have focused on the largest cities or best-known incidents, and many of these examinations of pogroms have been embedded within larger histories of these cities. For instance, studies have examined pogroms from all three major waves in Kiev and Odessa. (The studies of the 1903 pogrom in Kishinev have most closely resembled studies like these.) Occasionally, works have examined less commonly discussed incidents. For instance, Charters Wynn’s Workers, Strikes, and Pogroms investigated the interrelationships among labor violence, revolutionary and reactionary political organizing, and ethnic violence in the Donbas-Dnieper Bend area of Ukraine. Importantly, Wynn charted the extent to which violence committed against Jews in this time and place could be best understood as part of the actions of non-class-conscious masses of workers reacting to disappointment as a result of failed strikes and other setbacks. Certainly, it was significant that a substantial proportion of the victims in the Donbas-Dnieper Bend were Jews, particularly given the increasing antisemitism among Russian workers during the period. In addition, among these workers, there was stratification between the predominantly Jewish artisans and the Russian factory workers and miners. Finally, the significant proportion of Jews among the visible leadership of revolutionary organizations in the region made them an obvious target for rage arising from workers’ frustration. However, unlike the pogroms that followed the 1905 Revolution, the guiding hand of the reactionary right in the violence was largely absent until the very end of the period that Wynn examined.

Among studies of the 1903 Kishinev pogrom, by far the most significant have been those by Edward Judge and Steven Zipperstein. Judge’s 1995 study, Easter in Kishinev, is firmly in the revisionist tradition, seeking to dispel long-held beliefs about the pogrom, such as the direct involvement of Pleve; nevertheless, he is resolute in pointing out that certain officials “foster[ed] the impression that anti-Jewish activity was viewed by the government as both permissible and patriotic.”[11] Judge relies heavily on the reportage of the Irish journalist Michael Davitt, who traveled to Kishinev in the aftermath of the pogrom and wrote one of the earliest accounts of events there, as well as on the personal writings of the major players in the pogrom and its aftermath. Far more recently than Judge’s book, Zipperstein’s Pogrom: Kishinev and the Tilt of History dedicates significant space to examining the characters of Krushevan; the Hebrew poet Hayim Nachman Bialik, whose poem “In the City of Slaughter” was written in direct response to the pogrom; and Davitt, whose account Zipperstein lauds as “first-rate journalism and reliable history.”[12] Although a collection of primary sources and essays on Kishinev was published in German in 2015, the focus of the collection was overwhelmingly literary, seeking to trace echoes of the pogrom in contemporaneous and post-pogrom literature, most importantly in the United States.

Kishinev in the Context of 1881-82

            Understanding how some historians would consider the 1903 Kishinev pogrom to be most similar to the first major wave of pogroms in Russia requires some discussion of the key characteristics of this first wave and the similarities it shared with Kishinev. Here, Klier’s work is most instructive and provides much of the necessary context. First, however, it is important to establish that, before the outbreak of pogroms in the spring of 1881, pogroms were not a common occurrence, notwithstanding past episodes that involved violence committed against Jews, such as the Khmelnytsky Rebellion. Before 1881, Odessa was the only city in the Russian Empire to have experienced repeated outbreaks of violence against Jews — in 1820, 1859, and 1871; however, in the first two cases, the perpetrators came from the Greek community in the city, and even in the third case, the involvement of the Russians was preceded by attacks from Greeks. By 1881, anti-Jewish violence in Odessa was expected, particularly around Easter; thus, that the pogrom in Elisavetgrad that began the 1881-82 wave was not preceded by one in Odessa was the result of prevention by the authorities, who placed the garrison there on alert.[13] Beyond Odessa, a single pogrom in 1865 in the Bessarabian town of Akkerman (today Bilhorod-Dnistrovskyi in Ukraine) was included in Die Judenpogrome in Russland but is otherwise poorly attested.

Popular belief has engendered the notion that the pogroms were the result of suspected Jewish collusion in the assassination of Tsar Alexander II on March 1. However, it is generally agreed that the pogrom wave began in Elisavetgrad on April 15 — some six weeks later and thus not a spontaneous outbreak of violence in reaction to the assassination. Rather, the specific context of the assassination emerged in abbreviated Easter festivities having been ordered by the government because of the tsar’s murder; this decision transformed into a rumor that the Jews in Elisavetgrad had “bought” the holiday.[14] Further, the violence on the day of the pogrom was precipitated by a dispute between a Jewish tavern owner and one of his local customers; an examination of the pogrom literature clearly establishes that disputes between Jewish and non-Jewish citizens in marketplaces were common catalysts for ethnic violence.

Klier follows the spread of anti-Jewish violence from Elisavetgrad across Kherson province through the end of April until the initial violence ended, noting that “smaller disturbances radiated out from large, urban pogrom epicenters along means of communication, such as railways, main roads, and rivers.”[15] A second series of pogroms occurred in the Kiev, Tauride, and Ekaterinoslav provinces from April 26 to May 10, again precipitated by an ethnic dispute in a bazaar in Kiev; from there, “copycat” pogroms spread outward.[16] A final burst of violence raged from June 30 to August 16 in Poltava and Chernigov provinces, again beginning in a bazaar in Pereiaslav in Poltava province and spreading by the usual means but now in defiance of the presence of troops on the streets. As a result, the numbers of dead and wounded were significantly higher with these troops firing on crowds. A special ordinance signed by Tsar Alexander III ultimately mobilized sufficient force to stop the pogroms.[17] While major disturbances would occur in Warsaw, Balta in Podolia province, Ekaterinoslav, and Nizhniy Novgorod over the next three years, the worst of this wave of pogroms was over.

Like the 1903 pogrom in Kishinev, the 1881-82 wave of pogroms involved a combination of religious and commercial disputes setting off ethnic tensions. Kishinev and the earlier wave also share in common, at least initially in 1881, an insufficient response on the part of the authorities to prevent or contain the violence. Commenting on the commonly held belief of Pleve’s complicity in the Kishinev pogrom, Rogger writes, “except in its magnitude and horror, Kishinev seemed to repeat the patterns of 1881-82: local anti-Jewish agitation, seemingly condoned by the permissiveness of local administrators who responded sluggishly to the riots it engendered.”[18] From this standpoint, then, it is primarily the high death toll in Kishinev that distinguishes it from the earlier pogrom wave: whereas the total number of Jews killed in the 1881-82 wave is not believed to have exceeded 60, nearly an equal number were killed in the single pogrom in 1903 in Kishinev alone.

However, in the 1881-82 wave, there were also larger socioeconomic pressures at play. Löwe, for instance, pointed to the roles of economic dislocation and the in-migration of Russian workers into the cities of the Pale of Jewish Settlement as major factors stoking ethnic resentments; many times, seasonal workers would arrive in the cities seeking work and find none, leaving them idle, angry, and often drunk.[19] These factors seem to have been lacking in Kishinev. For instance, Klier notes, “No attempt has been made by scholars to claim that the pogroms in Kishinev and Gomel (in Belorussia) in 1903 were the result of economic causes.”[20] He also comments that rape was far less common in the 1881-82 wave of pogroms than at Kishinev and that Kishinev did not set off a new wave of pogroms.[21] Finally and most vociferously, Klier writes, “The Kishinev pogrom itself lacked one of the main features of 1881-2: It did not provoke a wave of anti-Jewish pogroms.”[22] Isolated in time and place, the Kishinev pogrom was neither the start of a wave of pogroms nor part of one. In this regard, it is more similar to the aforementioned pogroms of 1881-83 in Warsaw, Balta, and Ekaterinoslav, so it is curious that Klier groups these three events with the major outbreak of 1881-82.

Considering the last example first, Wynn characterizes the Ekaterinoslav pogrom in 1883 as “a classic pogrom, the last big rampage in the wave of pogroms that rolled across southern Russia during the early 1880s.”[23] The perpetrators, he writes, were newly arrived Russian workers for the Briansk steel mill, and the pogrom itself was set off by a dispute in a marketplace on a religious holiday (St. Elias’s Day).[24] Thus, it closely resembled the dynamics of the 1881-82 wave, although it occurred in isolation. Returning to the Warsaw and Balta pogroms, Klier writes that they had “a number of unique features”[25]: for the Warsaw pogrom, it was that it occurred on the Roman Catholic Christmas and was committed Poles over the rumor of Jewish arson of a church; for the Balta pogrom, it was that it occurred in Podolia, where pogroms were rarer, that it was also occasioned by rumors of a church burning by Jews, and that it involved the first major allegations of rapes, including evidence Klier identified in Russian archives.[26] Therefore, we may conclude that the Warsaw and Balta pogroms resembled the Kishinev pogrom a bit more closely in terms of their specific one-off nature, the less common environments, and the sexual violence involved, although sufficient differences also exist to prevent grouping Warsaw and Balta with Kishinev.

Perhaps the strongest renunciation of grouping the Kishinev pogrom with the earlier wave comes from Aronson: “The conclusions arrived at in the present study have no application to these later, immensely more sanguinary and destructive events, which took place in significantly changed historical circumstances. Russia’s government, society, and economy after 1900 were vastly different from the government, society, and economy of 1881-84.”[27] Anderson’s treatment of events in Warsaw, Balta, and Ekaterinoslav in 1881-83 is far less intensive than Klier’s (he does not address the Balta pogrom at all), and he concludes that these events were “merely an echo of 1881.”[28] In summary, the majority of the current scholarship on Russian pogroms now excludes the Kishinev pogrom of 1903 from the earlier 1881-82 wave, which is a thoroughly defensible position.

Kishinev in the Context of 1905-06

            As noted above, the grouping of the 1903 Kishinev pogrom with those that followed over the subsequent three years dates back at least to 1910.  If, as noted, the chief difference between the 1881-82 wave and Kishinev was primarily one of scale, the extent to which Kishinev differed from the pogroms that followed it was far greater. With a few notable exceptions, the pogroms in 1904-06 fall into two broad categories: violence accompanying the mobilization of soldiers for the Russo-Japanese War; and anti-Jewish attacks orchestrated by the far right following the promulgation of the October Manifesto in 1905. Chronology alone disqualifies Kishinev in both these regards; chronology also disqualifies the Gomel pogrom from inclusion in this second major pogrom wave in the Russian Empire, although its political implications are less clear. Nevertheless, some researchers are resolute in placing Kishinev within this later context. Löwe, for example, refers to Kishinev and the subsequent September pogrom in Gomel as “preliminary skirmishes of the revolution.”[29] Moreover, the scale of the pogroms that followed Kishinev also claimed dozens of victims per event; in the cases of the larger events in Odessa and Kiev, the dead numbered in the hundreds.

            The most thorough treatment of the pogroms of the first decade of the 20th century remains that of Lambroza. Despite the confusing title of his dissertation, which uses the period 1903-06 therein, Lambroza in fact does not include Kishinev in the movement of which his title speaks, writing, “It was only after Pleve’s death [July 15, 1904] that anything that might be considered a pogrom movement occurred.”[30] Lambroza supports the primary categorization of pogroms before October 1905 being related to mobilization for the Russo-Japanese War, which he dates from 1903 (in the lead-up to the war) to 1905, with 49 alone occurring after Kishinev but before the end of 1904. However, he attributes slightly less than half of the pogroms during this period to mobilization; of these, he says only that they “seemed to be a reaction to the confusion of the times,” citing well-established hostilities between Jewish and Christian communities and the application by local officials of policies that they believed were approved of by the central government.[31]

Of the 25 events that Lambroza treats at some length, one on Rosh Hashanah in 1903 in Sosnowiec, Poland, is notable for its being related to a ritual murder accusation. Two pogroms in Smolensk and Samara in October and November of 1904, respectively, were notable for occurring in Russia proper; in a later essay, Lambroza attributes the former to its proximity to the Pale and the latter to mobilization since it lies along the Trans-Siberian Railroad.[32] Otherwise, familiar precipitants, such as Christian religious holidays and commercial disputes, appear among the 25 pogroms that Lambroza does not attribute to mobilization. Moreover, the 49 pogroms, while bloodier than the 1881-82 wave, were less deadly than the Kishinev pogrom: 93 Jews were killed over 49 events, compared to 49 Jews killed in Kishinev alone. In addition, according to Lambroza, 22 pogroms occurred between January and October of 1905, which were mostly minor in scale and related to religious holidays and score settling among economic antagonists. Three stand out for being particularly costly in terms of lives lost: in Zhitomir in the spring; and in Kiev and Lodz in the summer. One hundred twenty-nine Jews died in Zhitomir and Kiev. It is more difficult to determine the death toll due to the pogrom in Lodz since it occurred at the same time as a major labor uprising there, in which 561 people were killed.[33]

The pogroms that followed the promulgation of the October Manifesto were of a greater magnitude than anything that had come before. First, the sheer number increased by at least an order of magnitude; compared to the 49 pogroms between Kishinev and October, there were 657 in just the remainder of 1905 and January 1906, according to Lambroza. The most important factor driving this wave of pogroms, he writes, was “the activities of the extreme Right, which frequently joined forces with police and troops in an attempt to destroy the revolutionary movement and put power back in the hands of the autocracy.”[34] Whereas there was generally a spontaneous character of pogroms before October 1905, with low levels of religious antagonism, ethnic tension, and economic grievances typically set off by a combination of religious fervor stoked by holiday services, drunkenness, and/or a precipitating incident in a public place, the pogroms following October were the result of a concerted effort by dedicated reactionaries to turn back the tide of the revolution and hold responsible that group that they believed to hold principal responsibility. Although the presence of particular personalities in Kishinev before the pogrom of 1903 had led some to posit a continuity between that event and those that followed the October Manifesto, too much time and too few politics ultimately play roles in Kishinev to bear out such a connection.

Before continuing, we should briefly consider the Gomel pogrom of September 1903 since it also was neither a mobilization pogrom nor connected to the October Manifesto of 1905. In addition, it is very commonly considered alongside the Kishinev pogrom because they are the only two major pogroms that occurred in Russia in 1903 and thus are thought of as potentially related. Lambroza links the pogrom in Gomel to a dispute between a store owner and customer.[35] Although, as noted, such events were common, there is reason to perhaps group it with events occurring as a result of the October Manifesto. Discussing this pogrom, Löwe reports that N.M. Klingenberg, the governor of Mogilev province, specifically pinned the blame for the violence in Gomel on Jewish self-defense groups and particularly their political organizers. Notably, after stating that the earlier pogroms of the 1880s “arose as a result of exploitation on the part of the Jews,” the violence in Gomel occurred because “the Jews are the leaders and instigators of all anti-government movements. The whole of the Bund and all the Social Democrats — are Jews.”[36] In addition, Lambroza notes that the official government report on the Gomel pogrom cited the Bund’s propaganda as instrumental in the outbreak of violence.[37] While such a belief about Jews and radical politics would have been common before September 1903, it had not before been so clearly enunciated by a government official within the context of ethnic violence. An important precedent was thus set for the future.

Perhaps unsurprisingly, the increased presence of organized Jewish resistance beginning with Gomel explains much of the increase in the scale of violence in the pogroms that ensued since a significant focus of the Bund and the Zionist parties going forward would be self-defense. In this regard, both the presence of Jewish self-defense fighters and the inherent politicization of the pogrom itself mark Gomel as a different phenomenon from Kishinev and as closer in character to the pogroms of 1905-06. However, Jewish self-defense when unorganized could also have a multiplying effect on the scale of violence, as the Kishinev pogrom itself demonstrated. It is this aspect of the events in Kishinev, as well as other details, that mark it as separate from both the 1881-82 and 1905-06 waves.

Kishinev in a Third Category

            Since the pogrom in Kishinev was distinct from the previous and subsequent pogrom waves, two final possibilities exist: either it was a sui generis event, or it can be grouped within some other group of incidents of mass violence. There are too many similarities of Kishinev with pogroms both before and after it that disqualify the event as entirely unique. Considered alongside one-off pogroms like those in Warsaw in 1881, Balta in 1882, Nizhniy Novgorod in 1884, Sosnowiec in 1903, Samara and Smolensk in 1904, and Kiev and Lodz in the summer of 1905, preliminary similarities — some already noted — emerge. For instance, like most of these one-off events, the setting of the Kishinev pogrom and the population that perpetrated it were atypical. In addition, like the events in Kiev and Lodz that followed it, the Kishinev pogrom was unusual in the number of lives lost for events preceding the 1905-06 wave. Finally, like the events in Nizhniy Novgorod and Sosnowiec, an allegation of ritual murder accompanied the pogrom in Kishinev. Thus, we might entertain the notion of a specific category of single-incident pogroms in the Russian Empire from 1881 to 1905 that, for the reasons enumerated, cannot be considered to be part of the 1881-82 or 1905-06 waves.

            However, there might be yet another category of pogroms into which Kishinev fits even better. In a 2008 book primarily concerned with antisemitism in 19th century Germany, Helmut Walser Smith divided pogroms into his own system of waves: the first from 1881 to 1884; the second from 1898 to 1903; and the third beginning with Kishinev and ending with the 1905 Revolution-associated pogroms.[38] Importantly, for the first two waves, Smith did not limit his analysis to Russia but expanded it to pogroms occurring across Europe, including violence accompanying the Dreyfus Affair in 1898 (the precipitating event, in his opinion, of the second wave). Nevertheless, Smith’s first wave overlaps substantially with the 1881-82 wave elucidated elsewhere. The non-Russian events that he includes in this wave are limited to synagogue and church fires in Germany and Poland and the Tiszaeszlár blood libel case from Hungary.

            What is most suggestive about Smith’s analysis is the extent to which charges of ritual murder were associated with pogroms. Of four pogroms in Russia in Smith’s first wave, two of them (Elisavetgrad in 1881 and Nizhniy Novgorod in 1884) involved a ritual murder allegation. We have already examined the Elisavetgrad pogrom briefly above, but we should note here that the blood libel allegation there is reported by Klier as the “curious, and unsubstantiated, story of a near-pogrom, triggered by the discovery of a jar of anatomical remains, being sent for an autopsy, which a crowd attributed to a Jewish ritual murder.”[39] The charge is not attested to elsewhere; moreover, although Klier includes the ritual murder charge in his 1995 book Imperial Russia’s Jewish Question, 1855-1881, that he buries the charge in a footnote in the 2011 book is good reason to dismiss it as a key aspect of this pogrom.

The Nizhniy Novgorod pogrom is more important, and Klier discusses the event briefly in both the 1995 and 2011 books. In the earlier book, he dedicates several pages to a discussion of the ritual murder allegation, building on an earlier journal article. He records how the newspaper Novoe vremia reported that a Christian girl had been kidnapped, although he also notes that repetitions of the blood libel were “always subordinate to broader Judeophobe attacks.”[40] About the Nizhniy Novgorod pogrom, he writes, “Ten Jews were barbarously murdered with axes by a mob which was inflamed by the report that a missing child had been kidnapped by the Jews for her blood.”[41] The other truly notable aspect of the pogrom in Nizhniy Novgorod is where it happened, in Russia proper, although it coincided with the annual Makarayev Fair and thus could have easily involved non-Russians among the perpetrators. However, if the perpetrators in Nizhniy Novgorod were predominantly Russian, then it might say something important about the role of the ritual murder accusation in pogroms generally and its ability to ignite violence even in unlikely settings. In either case, it is clear that this pogrom involved the crossing of a threshold in the level of violence, and Klier saw the blood libel as instrumental in this elevation. Lest we criticize Klier’s connection as overly contingent or determinist, we should bear in mind that most of these allegations involve the murder of a child, amplifying outrage at the harm done to someone helpless and framing the subsequent events within the context of self-defense. Moreover, bearing in mind Engel’s analysis of pogroms and their causes, ritual murder accusations, when prosecuted at all, had typically resulted in acquittals for the accused, giving rise to what Engel identified as “a fundamental lack of confidence on the part of those who purveyed decisive violence in the adequacy of the impersonal rule of law to deliver true justice in the event of a heinous wrong.”[42]

Of the total of 31 pogroms that Smith enumerates in total between 1881 and 1903, 11 of them were connected to a ritual murder charge — the single most common “trigger” that Smith identifies in connection with these 31 events. Smith notes that, between the 1891 ritual murder trial of a kosher butcher in Xanten, western Germany, and the turn of the 20th century, more than 100 such allegations were made in Europe — more than in any other period during which such charges have been recorded.[43] Curiously, in comparing trends in antisemitism in Europe in the late 19th century, Smith writes that, in Russia, “archaic forms of anti-Semitism prevailed,” compared to France and Austria, which experienced more modern forms[44]; however, he does not note how new charges of blood libel were to Russia, compared to elsewhere in Europe.

Scholars of ritual murder allegations have noted a strong correlation between the presence of Catholic hegemony or exclusivity among religious communities and the frequency of blood libels. Klier posits that the annexations of Poland under Catherine the Great were instrumental in introducing the myth to Russia with the translation into Russian of Polish anti-Talmudic polemics; as a result, by 1800, the allegations had drawn the attention of the poet and statesman G.R. Dershavin, who investigated allegations in Belorussia and wrote reports on them for the government before his death in 1814.[45] Famous allegations of ritual murder subsequently occurred in Velizh in Vitebsk province in 1823; in the Volga port of Saratov in 1853; and in Kutaisi, Georgia, in 1879. Notably, Klier sees the Tiszaeszlár case as far more closely related to subsequent violence in the 1881-82 wave, mainly because the accusers of the defendant included one of his own sons, thus lending greater credence to the charge.[46] Finally, Klier also notes that the Tiszaeszlár case was closely monitored by the Russian press because it provided an opportunity to point a finger at a country outside Russia that also experienced episodes of anti-Jewish violence.

Perhaps most important of all is the persistence of the ritual murder accusation among the Bessarabian population itself. This point is not uncontroversial: after all, the majority of non-Jews in Kishinev were ethnic Romanians and thus not typical of a population perpetrating a pogrom, which tended to be ethnic Russians who had recently arrived in the cities of the Pale of Settlement. Nevertheless, Zipperstein writes, “Already on the first day, those counted as the fiercest were Moldavians — identified by the language they used or their accents — many hailing, it seems, from the agrarian edge of the city or adjacent villages.”[47] Although Russians and Russian speakers were also among the perpetrators and were most clearly the targets of Krushevan’s propaganda — the literacy rate among Moldavians was less than 20 percent — the predominance of Moldavians among those engaging in of violence has its own specific context. In his book Inventing the Jew, the Romanian historian Andrei Oişteanu writes, “In Walachia, and especially in Moldavia, charges of ritual murder were, more often than not, accompanied by violent rioting or even pogroms.”[48] He then reports multiple incidents on both sides of the Prut River (i.e., in both Romanian and Russian territory) beginning in 1710 before arriving at the Kishinev pogrom. As Judge notes, “Anti-Semitism, for the Moldavians, was a relatively safe pursuit […] encouraged by the Russian officials and condoned by the Orthodox clergy.”[49]

Remarkably, Oişteanu writes that Krushevan, the instigator of the pogrom, invited to Kishinev A.C. Cuza — the antisemitic Romanian ideologue and future cabinet minister who would significantly influence C.Z. Codreanu and the Iron Guard before dying in 1947. Cuza was to lecture in Kishinev and spread the message of antisemitism, thus laying the groundwork with Krushevan for violence: “They both agreed that St. Bartholomew’s Day was to be reenacted on Easter, 6-8 April 1903.”[50] The visit by Cuza is crucial to linking the written propagandizing of Krushevan to the actions of the Moldavians. Whereas few Moldavians would have been able to read Bessarabets, Cuza would have lectured in Romanian and been broadly understood. With the ritual murder trope successfully communicated to the population, it remained only for the familiar sparks of religious fervor and drunkenness to set off a powder keg of anti-Jewish violence. The inaction of the authorities — by now a familiar aspect of pogroms — allowed the violence to continue for as long as it did. The combination of the ritual murder charge, the abuse of alcohol among the perpetrators, and acts of armed (albeit unorganized) self-defense undertaken by the Jewish population resulted in a greater level of violence than was previously typical.

Conclusion

Despite many areas of similarity with pogroms that preceded and followed it, the Kishinev pogrom bears too many differences from these events to be considered a synecdoche for the Russian pogrom phenomenon. The largely non-Russian perpetrators and the general lack of correlation with the political events of 1881-82 or 1905-06 argue against such a representation. At the same time, the events in Kishinev bears sufficient similarities to events outside Russia to merit further consideration within the larger European context — and perhaps beyond. These similarities include the precipitating events and the superstitions held by the population about Jews and Jewish religious practice.

The extent to which our knowledge about pogroms in the Russian Empire has evolved over the past century is remarkable. That said, there remain significant areas that should be researched further. With specific regard to the Kishinev pogrom, placing the event within the larger context of antisemitism among ethnic Romanians has yet to be thoroughly undertaken. In addition, the topic of the emergence and evolution of antisemitism specifically in Bessarabia need exploring, particularly regarding whether any links exist between the Kishinev pogrom and the spectacular outburst of anti-Jewish violence in the region in June 1941. Considering the relative lack of antisemitic violence in Bessarabia before Kishinev, comparisons with other areas — including the Baltic states, where antisemitism was slow to develop but ultimately quite catastrophic — might be fruitful. More broadly, there is a need to consider anti-Jewish violence more holistically, “liberating” the topic further from specifically national approaches. Much has been written and said about Russian antisemitism, and there is a tendency to view both the Jewish situation and antisemitism in Russia as being unique. Whether anti-Jewish violence in the final years of the Austro-Hungarian Empire might yield important comparisons should be more thoroughly investigated, not to mention comparisons with the Ottoman Empire, given its sovereignty over parts of Bessarabia before 1812. Finally, transnational approaches to the topic could afford the opportunity to contrast pogroms, including the one in Kishinev, with other forms of communal interethnic violence in a region characterized by a high degree of heterogeneity. Broader investigations of Kishinev could be undertaken on these bases; extracting the pogrom from its usual historical associations is an important first step.


[1] Stefan Wiese, Pogrome im Zarenreich: Dynamiken Kollektiver Gewalt (Hamburg, Germany: Hamburger Edition, 2016), p. 11.

[2] Dates are given according to the Julian calendar.

[3] Hans Rogger, Jewish Policies and Right-Wing Politics in Imperial Russia (London, UK: Macmillan, 1986), p. 239, note 19.

[4] S.M. Dubnow, From the Accession of Nicholas II, Until the Present Day, With Bibliography and Index, translated by I. Friedlander, vol. 3 of History of the Jews in Russia and Poland (Philadelphia, PA: Jewish Publication Society, 1920), p. 78.

[5] Monty Noam Penkower, “The Kishinev Pogrom of 1903: A Turning Point in Jewish History,” Modern Judaism, 24, no. 3 (2004): p. 189.

[6] Shlomo Lambroza, “The Pogrom Movement in Tsarist Russia, 1903-06” (PhD diss., Rutgers University, 1981), pp. 5, 7-9.

[7] John D. Klier, review of Year or Crisis, Year of Hope: Russian Jewry and the Pogroms of 1881-1882 by Stephen M. Berk, Slavic Review, 91, no. 4 (1986): pp. 963-964.

[8] Robert Weinberg, review of Troubled Waters: The Origins of the 1881 Anti-Jewish Pogroms in Russia by I. Michael Aronson, Journal of Social History, 26, no. 1 (1992): pp. 181-182.

[9] Olga Litvak, review of Anti-Jewish Violence: Rethinking the Pogrom in East European History, edited by Jonathan Dekel-Chen, David Gaunt, Natan M. Meir, and Israel Bartal, Slavic Review 71, no. 3 (2012): p. 695. I am grateful to Jason Tingler of Clark University for pointing me to this review.

[10] David Engel, “What’s in a Pogrom?” in Jonathan Dekel-Chen, David Gaunt, Natan M. Meir, and Israel Bartal, eds., Anti-Jewish Violence: Rethinking the Pogrom in East European History (Bloomington, IN: Indiana UP, 2011), p. 22.

[11] Edward H. Judge, Easter in Kishinev: Anatomy of a Pogrom (New York: NYU Press, 1995), p. 34.

[12] Steven J. Zipperstein, Pogrom: Kishinev and the Tilt of History (New York: Liveright, 2018), p. 106.

[13] John Doyle Klier, Russians, Jews, and the Pogroms of 1881-82 (New York: Cambridge UP, 2011), p. 18.

[14] Klier, Russians, p. 26.

[15] Ibid, p. 25.

[16] Ibid, pp. 35, 37.

[17] Ibid pp. 40, 43.

[18] Rogger, Jewish, p. 31.

[19] Heinz-Dietrich Löwe, The Tsars and the Jews: Reform, Reaction, and Anti-Semitism in Imperial Russia (Langhorne, PA: Harwood, 1993), pp. 58-60.

[20] Klier, Russians, 65.

[21] Klier, Russians, 60.

[22] Klier, Russians, 60

[23] Charters Wynn, Workers, Strikes, and Pogroms: The Donbass-Dnepr Bend in Late Imperial Russia, 1870-1905 (Princeton, NJ: Princeton UP, 1992), p. 108.

[24] Wynn, Workers, p. 111.

[25] Klier, Russians, p. 25.

[26] Klier, Russians, p. 47.

[27] I. Michael Aronson, Troubled Waters: The Origins of the 1881 Anti-Jewish Pogroms in Russia (Pittsburgh, PA: University of Pittsburgh Press, 1990), p. 61, emphasis in original.

[28] Aronson, Troubled Waters, p. 234.

[29] Löwe, Tsars, p. 147.

[30] Lambroza, “Pogrom Movement,” p. 85.

[31] Lambroza, “Pogrom Movement,” p. 97.

[32] Shlomo Lambroza, “The Pogroms of 1903-1906,” in Pogroms: Anti-Jewish Violence in Modern Russian History, edited by John D. Klier and Shlomo Lambroza (New York: Cambridge UP, 1992), p. 216.

[33] Lambroza, “Pogrom Movement,” pp. 113-114.

[34] Lambroza, “Pogrom Movement,” p. 114.

[35] Lambroza, “Pogrom Movement,” p. 101.

[36] Quoted in Löwe, Tsars, 157.

[37] Lambroza, “Pogrom Movement,” p. 102.

[38] Helmut Walser Smith, The Continuities of German History: Nation, Religion, and Race Across the Long Nineteenth Century (New York: Cambridge UP, 2008), p. 135.

[39] Klier, Russians, p. 26, note 29.

[40] John Doyle Klier, Imperial Russia’s Jewish Question, 1855-1881 (New York: Cambridge UP, 1995), p. 433.

[41] Klier, Imperial, p. 433.

[42] Engel, “What’s in a Pogrom?”, p. 24.

[43] Smith, Continuitiesp. 149.

[44] Smith, Continuities, p. 134.

[45] John D. Klier, “The Origins of the ‘Blood Libel’ in Russia,” Newsletter of the Study Group on Eighteenth-Century Russia, 14 (1986): pp. 18-20.

[46] Klier, Imperial, p. 434.

[47] Zipperstein, Pogrom, p. 59.

[48] Andrei Oişteanu, Inventing the Jew: Antisemitic Stereotypes in Romanian and Other Central-East European Cultures, translated by Mirela Adăscăliţei (Lincoln, NE: University of Nebraska Press, 2009), p. 408.

[49] Judge, Easter, p. 24.

[50] Judge, Easter, p. 412.

Russia in the Long Nineneeth Century

Since its initial conceptualization by Eric Hobsbawm in his Age of trilogy of books, the “long nineteenth century” has become an historiographical commonplace, finding enunciation beyond Marxist history and into other historical approaches. In The Birth of the Modern World1780-1914, C.A. Bayly applies the long century concept to world history, both expanding the range of dates to start nine years earlier and breaking up the years that he covers into more discrete segments, including two “crises” and a “great acceleration.” Although Bayly obviously includes Russia among the nations studied in his book, since he does not examine Russia closely, it might be useful to consider how well or poorly the model set forth by Bayly fits the history of the Russian Empire. We can employ the subperiods that Bayly uses to facilitate this comparison.

The first question we might consider is the range of dates for the overall period. As noted, while Hobsbawm’s examination began with 1789, the year in which the French Revolution broke out, Bayly begins in 1780. He provides his rationale on the very first page of his work, calling 1780 “the beginning of the revolutionary age.”[1] Importantly, the year does not coincide, as Hobsbawm’s does, with a single revolutionary event but rather ballparks a tipping point at which a period of sustained conflict (most importantly, the Seven Years’ War) reached the proportions of a transformative crisis. Both Bayly and Hobsbawm considered the end date of the long century to be 1914, which seems rational if any generalizations about the century are to be drawn. The outbreak of World War I, unlike the war’s end, did not result in revolutions or the dissolution of empires and thus offers a “neater” closing point.

In this regard, Russia’s long nineteenth century could be considered to end in 1914 as well, although where it begins is a more difficult point. In many of the ways in which Bayly considers the long century among its neighbors, Russia is an outsider. In the late eighteenth century, it did not have a maritime empire with which its relations underwent significant changes and did not experience a political revolution on the level of the United States or France. It did receive a transformative leader in 1762 with the accession of Catherine the Great, and her Statute of 1775 began the reforms envisioned in her earlier Instruction, although it was not until her introduction of the Charters to the Nobility and Towns in 1785 that a transformation of the state’s organization occurred commensurate with events elsewhere. Therefore, we might posit Russia’s long nineteenth century as ranging from 1785 to 1914 — slightly shorter than Bayly’s and a bit longer than Hobsbawm’s.

The first crisis that Bayly discusses is that from 1780 to 1820, arguing that “The level of conflict greatly escalated, and profound ideological conflicts erupted alongside struggles over material resources […] They culminated in radical changes in the form of government and economic regulation for one large part of humanity, and the loss of local autonomy for another large part.”[2] Certainly, the aforementioned charters of Catherine effected changes in government, but the extent to which these changes were “radical” is debatable. For instance, it would probably be wrong to consider the Charter to the Nobility to be more radical than the freeing of the nobles from obligatory service just before Catherine’s accession; rather, it more likely was a more stabilizing reform than a revolutionary innovation, at least in the short term. In contrast, the Charter to the Towns was more transformative since, as Isabel de Madariaga writes, it “introduced an elaborate system of urban self-government, which complemented and amplified the Statute of 1775, and regulations for the urban craft guilds.”[3]

Moreover, beginning with the Pugachev rebellion five years before Bayly’s “crisis” begins, while there were significant levels of military conflict during this period for Russia, these conflicts were primarily international: wars with the Ottomans, a rebellion in Poland in the context of the partitions of that country, and Napoleon’s invasion in 1812. Thus, the extent of Russia’s conflict for the relevant period seems more in line with the period leading up to 1780-1820 for Bayly, with the notable exception of the Pugachev rebellion. However, even here, although the rebellion gathered steam over its course, it never reached the pitch of the French Revolution or the military elevation seen with the Napoleonic Wars, although it did constitute an important source of reformist measures by Catherine. Therefore, while there was definitely transformation for Russia during the period of 1780-1820, it seems hyperbolic to call the period a “crisis” with the exception of the 1812 invasion. The changes were reformist in nature and gradual under both Catherine and Alexander I, and while local autonomy evolved to some extent, it was not strongly correlated with changes in top-down regulation.

Bayly’s second crisis period is 1848-1865. Referring to this period, Bayly writes that “attempts to hold together a streamlined version of the old order of states had evidently failed […] The regimes of the 1860s and 1870s were quite different from those of 1820.”[4] Here, the experience of Russia is closer to that of other countries and regions, but there remain some key differences. For instance, like the U.K., Russia did not experience significant upheaval in 1848 as most other countries in Europe did; indeed, Nicholas I effectively applied his autocratic power to suppress organizations that were comparatively moderate, such as the Petrashevsky Circle. Therefore, in one critical aspect, Russia fell short of Bayly’s mark. However, at the same time, in two other key aspects, Russia was very much in line. First, like many other countries, Russia entered into a major geopolitical conflict with the Crimean War; second, the catastrophic consequences of that war were a major precipitant of the Great Reforms passed during the reign of Alexander II.

Along with China and the newly minted German Empire, Bayly writes that Russia, although it “still seemed to bear the stamp of the old order, had been forced to concede more power to the bureaucrat, the bourgeois, and the idea of nationality.”[5] By 1865, we can see that these three factors were far more important than before. The role of the bureaucracy in both the drafting and launch of the Great Reforms, most importantly serf emancipation, perhaps marked its emergence as a major factor in Russian government and society. Mikhail Dolbilov links this bureaucracy to the idea of nationality, characterizing “the emancipation legislation as a sphere of activity that provided the imperial bureaucrats with the mental framework and discursive skills required for dealing with forthcoming interethnic tensions and conflicts, especially in the Western borderlands on the eve of the Polish uprising.”[6]

At the same time, the growing presence in the cities of merchants and a commercial class distinct from both serfs and nobles marked the emergence of a bourgeoisie that gained additional power as the country began to industrialize. And finally, although initially promulgated in 1833, the doctrine of Official Nationality, with its triad of Orthodoxy, Autocracy, and Nationality, gained traction over the course of subsequent decades among groups such as the Slavophiles and later with the Russian political right. Despite the repeated assertions of Alexander II, Alexander III, and Nicholas II that the autocracy remained central to the Russian concept of governance, it was transformed significantly with the Great Reforms and its power undoubtedly diluted, although it would be further diluted before the long century was over.

Bayly’s third period to consider in a Russian context is the great acceleration of 1890-1914. It is in this third period that Russia bears the closest resemblance to the trends marked by Bayly, although again the extent to which each of the factors under discussion emerged in Russia varied. During this period, Bayly writes, “Industrialism, democracy, and non-European nationalism seemed finally to be making their long-heralded breakthrough in this era of self-conscious modernity.”[7] Regarding industrialism, it is a truism that Russia industrialized late and unevenly. How this trend was related to the political forces unleashed during the period is well noted by Charters Wynn: “Rapid industrialization and urbanization created especially harsh conditions […] even by Russian standards. These conditions laid the foundation for working-class discontent and created a potential for mass unrest.”[8] Although accompanied by strong anarchist and socialist tendencies, democracy as a political movement arose in its own right in Russia during this period; however, it was less successful than elsewhere, with the Duma formed in the aftermath of the 1905 Revolution weakened by a lack of sufficient suffrage and eviscerated by Stolypin’s coup of June 1907. Nevertheless, it must be conceded that Russia was more democratic after 1905 than before it. The issue of non-European nationalism is the one that reverberates least with Russia. We might consider the contraction of Russia’s colonial holdings in Asia as symptomatic of this trend, but the aforementioned lack of overseas territories on Russia’s part largely disqualifies the country from inclusion here. Even Zionism, while it imagined a future in and ultimately physically manifested itself in Asia Minor, adhered too closely to European models of nationalism to be considered non-European, at least in the sense intended by Bayly.

In conclusion, the Russian Empire fit increasingly well with C.A. Bayly’s paradigm of the long nineteenth century, but it never fit perfectly. From 1780 to 1820, Russia changed but through reform and not revolution. From 1848 to 1865, Russia again avoided revolution, although this time its crisis was real, and the transformation was more substantive. Finally, Russia underwent an acceleration from 1890 to 1914, but regarding some issues, such as non-European nationalism, it fell somewhat short. The comparative lack of overseas colonies and populations was a major factor in preventing Russia from matching Bayly’s model more closely. Throughout the whole long century, Russia generally lagged behind other European great powers in its development. While this fact does not exempt Russia from the factors Bayly discusses, it does offer a powerful explanation for why Russia’s experience of crises and acceleration was substantially different.


[1] C.A. Bayly, The Birth of the Modern World, 1780-1914 (Malden, MA: Blackwell, 2004), p. 1.

[2] Bayly, Birth, pp. 88-89.

[3] Isabel de Madariaga, Catherine the Great: A Short History (New Haven, CT: Yale UP, 1990), p. 121.

[4] Bayly, Birth, pp. 127-128.

[5] Bayly, Birth, p. 128.

[6] Mikhail Dolbilov, “The Emancipation Reform of 1861 in Russia and the Nationalism of the Imperial Bureaucracy,” in The Construction and Deconstruction of National Histories in Slavic Eurasia, edited by Hayashi Tadayuki (Hokkaido: Slavic Research Center, 2003), p. 206.

[7] Bayly, Birth, p. 451.

[8] Charters Wynn, Workers, Strikes, and Pogroms: The Donbass-Dnepr Bend in Late Imperial Russia, 1870-1905 (Princeton, NJ: Princeton UP, 1992), p. 36.  

Antinomies of Empire II

In this week’s readings, we return to the topic of Antinomies of Empire. Given the changes in the borders of the Russian Empire between the reigns of Catherine the Great and Nicholas II, our readings for the week include discussions of ethnic groups not engaged in previous weeks, as well as a return to more familiar groups. In addition, many of the readings ask us to consider the Russian Empire within the context of other European empires, specifically the British, French, and Austro-Hungarian empires. Finally, we take a close look at non-Orthodox Christian religious communities in the empire. Based on my choice of monograph for the week (Hans Rogger’s Jewish Politics and Right-Wing Policies in Imperial Russia) and applying the principle from Claude Levi-Strauss that Jews are “good to think with,” much of the last portion of the discussion here will regard Jewish policy, which displays stark differences with imperial policies vis-à-vis other non-Russian/non-Orthodox peoples.[1] Starting with the broadest text and topic for the week, I will tighten the focus over the course of this paper, arriving finally at discussions of individual ethnic and religious groups.

The selection from Judson Pieter’s The Habsburg Empire: A New History offers an overview of belle epoque Austria-Hungary that stands in many ways in bold contrast to the Russian Empire during the same period. Reviewing the book in German Studies Review, Peter Thaler writes that Pieter “ascribes the gradual erosion of imperial coherence to the very administrative structures that had been designed to manage [its] cultural diversity.”[2] In the chapter under study, much of the way in which Judson applies this theme of diversity as an erosive force is within the context of electoral reform. Noting the rapid urbanization of the empire’s population over the relevant period with accompanying increases in literacy and educational attainment, Judson writes that, in contrast to earlier periods of transformation, “initiatives from the margins of empire drove much of this late nineteenth-century expansion.”[3] This social transformation fueled mass movements, including anti-Semitism and ultranationalism. Within this dynamic environment, the central administration in Vienna was to a large extent a stabilizing force: “Even at the local level, empire remained the institution on which many activists projected their different visions of the future, especially those who sought to diffuse nationalist political conflicts by imagining new ways to organize the empire.”[4] This approach yielded, among other results, far greater political cooperation between local elites and the peasant masses, with real political power being vested in the hands of the latter.

This approach stands in stark contrast to that applied by the center toward mass movements, including those of a nationalist nature, in Russia. For instance, while municipal autonomy was a natural outgrowth of the liberal approach of the Austro-Hungarian government to local politics, Russia, as evidenced in last week’s readings, never developed a consistent policy on local government, both because it lacked the bureaucracy and infrastructure to do so and because of the desire of much of the nobility to maintain the estate system, with peasants relegated to the bottom. In addition, whereas the Austro-Hungarian political environment was one of increasing suffrage, including a social-democratic party based on Marxist principles (the SPÖ) and a significant overhaul of its curial electoral system, Russia did not legalize political parties until 1905, and even when suffrage was significantly expanded following the 1905 revolution, Stolypin’s coup in June 1907 demonstrated the limits under which left-wing political forces had to operate. Finally, whereas nationalist movements within Austria-Hungary — first the Hungarians and later Czechs, Slovaks, and other groups — found increasing political power in Austria-Hungary through language policy, including in the armed services — the reaction of the Russian government to the assertion of, e.g., a Ukrainian identity overly distinct from a “Little Russian” one was greeted with censorship and repression.

Beyond the bureaucratic and infrastructural advantages of Austria-Hungary over Russia, the case of the empire’s annexation of Bosnia demonstrates a key difference with Russia in how the two states subsumed demographically disparate regions into their control. Whereas Russia never developed a coherent policy of extending pre-existing institutions to newly acquired territories, as evidenced by varying policies in Poland, Crimea, Transcaucasia, Central Asia, Siberia, the Far East, and Alaska, the Austro-Hungarian approach in its incorporation of Bosnia sought to establish most of the ground-level institutions in Sarajevo that were already established in Budapest and Prague. Judson stipulates that this arrangement was far from perfect, but it does demonstrate a final strong point of comparison between the two empires in the period in question: whereas Austria-Hungary was led by an effective and beloved monarch in Franz Josef, Russia was decidedly not.

Of the works chosen by students this week, the one covering the most literal territory is that by Ekaterina Pravilova, concerning the inter-relationship between the imperial budget and the financial and constitutional autonomy of Poland, Finland, Transcaucasia, and Turkestan. Reviewing the book in Cahiers du Monde Russe, Alessandro Stanziani notes that ethnicity and nationalism influenced the imperial economy differently across regions. He notes further that the Russian majority sometimes cooperated with ethnic minorities with which it nevertheless had serious conflicts; he writes, “The rise of nationalism … occurs via the action of lobbies whose composition often goes beyond simple associations based on ethnicity or  nationality, alliances between certain groups being possible (Russian and Polish, for example).”[5] Nevertheless, Russia lacked “a regional integration policy and a global vision of finance and economy,”[6] which rendered the integration efforts of the German and Austro-Hungarian empires more successful. Although this assessment seems consonant with Judson’s depiction of Austria-Hungary, the Polish experience under Bismarck is an important counterexample.

Continuing the geographic approach to the week’s readings, now in order of decreasing distance from the center, Ilya Vinkovetsky’s monograph on Russian America examines, in the words of Ekaterina Pravilova, “how the experience of running the colony through a private enterprise contributed to the evolution of the Russian imperial system.”[7] In undertaking the Alaska project through the Russian American Company, Russia most closely approximated the colonial endeavors of the United Kingdom and the Netherlands, both of which used private corporations to establish overseas colonies. A key difference between Russia, on the one hand, and these two countries, on the other, is the well-established capital networks of the former, which allowed them to undertake resource extraction with a minimal exertion of coercion from the metropole itself. In contrast, as a comparatively capital-poor metropole with insufficient resources to coerce and extract effectively, Russian colonial success ends up being inversely proportional to distance from St. Petersburg.

Thus, Russian America was administered very little, although this sort of administration was not necessarily a deviation from Russian administrative practice generally. With fewer than a thousand settlers on site, “dominating and imposing the tenets of dependency upon the natives,” Pravilova writes, drew “unpleasant parallels with serfdom.”[8] Ultimately, even the discovery of gold could not entice the Russians to stay. “The decision to sell Alaska to the United States,” she concludes, “represented a tacit recognition of the experiment’s ultimate fiasco, and was indicative of the peculiarities of Russian imperial policy in the late eighteenth-early nineteenth century.”[9]

Closer to “home” but still rather far, Harbin in Manchuria was, according to Marc Raeff, a “multi-ethnic and multicultural city, largely thanks to policies that, contrary to the norms enforced within the Russian empire proper, permitted the settlement of national and religious minorities (Poles, Jews, Old Believers).”[10] Raeff notes how a combined presence of private corporate interests and military/administrative personnel in Harbin was a consistent source of tension under Russian rule – although it is also fair to say that this particular combination of factors was neither unique to Harbin nor unique in generating tension only there. Unlike the experience in Alaska, where the settler community was considerably smaller than the native American population, in Harbin, in addition to the aforementioned heterogeneity of the settlers was a large influx of Chinese and other east Asian workers to the city. Raeff thus characterizes Harbin as a dual city – Chinese and Russian – each having its own distinct social and cultural life, but with only the Russian part enjoying a degree of autonomous political and administrative existence within the framework prescribed by authorities.”[11]

Finally, there is the familiar territory of Ukraine. Reviewing in Slavic Review A.I. Miller’s book on Ukraine, Stephen Velychenko of the University of Toronto writes that much of Miller’s focus seeks to compare Russian policy in Ukraine to French and British polices regarding their own national minorities; however, unlike Britain, which maintained some aspects of multiculturalism alongside political integration, Russia chose to emulate France’s centralized approach and subsume Ukrainian identity within the Russian nation. Echoing an assessment of Russia’s economic and political climate we have seen repeatedly over past weeks, Velychenko writes, “Miller argues that this policy could not have assimilated Ukrainians into a modern ‘Russian nation’ due to the empire’s underdeveloped economy and inadequate administrative system.”[12] Velychenko also broaches topics that are explored in far greater detail in Faith Hillis’s Children of Rus’, e.g., the persistent suspicion by Russia that the Ukrainian nationalist movement was conspiring with compatriots across the border in Austrian Galicia (to some extent, it was). Velychenko further claims that Miller’s approach is overly ethnolinguistic, rather than territorial-economic.[13] In a way, this assessment raises the question of how else one should assess nationalism as a movement, although it is fair to say that one could examine Russia’s policies (rather than the Ukrainian movement) with an emphasis on economic integration or border eradication, rather than language policy and ethnic nationalism.

Zooming back out again to examine larger populations before becoming more granular, Paul W. Werth’s The Tsar’s Foreign Faiths argues, according to reviewer George Gilbert of the University of Southampton, that the “approach to non‐Orthodox religion in the imperial period and the particular policies followed towards different faiths was a mixture of practical and principled considerations.”[14] Gilbert summarizes Werth’s conclusion as boiling down to two possible strategies that Russia could have employed toward its non-Russian Orthodox subjects: unite religious people broadly against atheism and nihilism; or reassert Orthodox power to unite the Orthodox Christian masses. After 1905, the emphasis was decidedly on the latter approach. This conclusion supports those of Robert Crews, who provides several examples of a far more accommodating approach by the Russian government toward its Muslim subjects during the 19th century. Crews writes, “The tsarist regime achieved relative stability in managing these large Muslim populations on its southeastern frontiers not by repressing or ignoring Islam but by assuming responsibility for its policing.”[15] Crews also contrasts the French and British positions on Islam with the Russian, stating that, while the former sought to synthesize a legal system by mixing in principles of Roman law and equity, the latter “looked almost exclusively to authoritative interpretation of the Islamic tradition.”[16]

In this regard, the contrast with the empire’s policies regarding its Jewish population could not be more severe. Having acquired the world’s largest Jewish population with the partitions of Poland, administration after administration struggled with the issues of how best to incorporate and/or integrate this population, whether through segregation, emancipation, or some other measure. Hans Rogger, in his monograph collecting seven previously published essays with a new first chapter, does an admirable job of tracing the Russian government’s Jewish policy and the emergence of right-wing political movements over the long 19th century.

The first chapter discusses Jewish emancipation in Russia “in the mirror of Europe.” Rogger argues that Russia was not all that different from the rest of Europe  – its (non-) implementation of Jewish emancipation being a significant difference. Thus, whereas emancipation in France came with the Revolutionary declaration thereof in 1792, and emancipation in, e.g., Austria came with reform of its estate system and coincident liberalization of its political environment, Russia implemented a sort of punctuated emancipation characterized by limited steps forward consistently followed by steps backward such that full emancipation did not fully materialize until after the February Revolution.

Much of the incoherence of Russian Jewish policy, according to Rogger, arises from the complicated legal status they held: “although their juridical status was that of other Russian subjects, they were also listed in the Code of Laws as one of the empire’s indigenous ethnic groups (inorodtsy) […] All inorodtsy were subject to special laws, but only non-Jewish inorodtsy were granted a measure of self-government based on tribal customs [and] exemptions from fiscal and military obligations.”[17] Thus, while Muslims, per Crews, continued after incorporation into the empire to apply sharia according to their own interpretations and in their own courts, Jews were not allowed to operate within the kahal system to which they had become accustomed for most of their time in the Polish-Lithuanian Commonwealth. Moreover, although Russia’s Jews were mostly consigned to live within the Pale of Settlement, they formed a majority in only limited areas of the Pale; as a result, they were not considered a geographically delimited ethnicity like Ukrainians, Lithuanians, Georgians, Kazakhs, etc. In all these ways, the condition of Jews among other national groups in the Russian Empire was unique: they were not Christian, not Slavic, and not a majority in any territory. Thus handicapped, it is little surprise that their experience under Russian rule was so difficult.

In the subsequent chapters of the book, Rogger takes on a series of individual questions surrounding the Russian-Jewish encounter. In a chapter reappraising Jewish policy under Alexander III and Nicholas II, for instance, he writes that the theory of Russian backwardness “served to explain three main aspects of official anti-Semitism […] : forced assimilation (or Russification) as part of the search for unity in a multinational pre-modern state; pogroms as a diversion from problems that an outdated regime was incapable of solving; religious discrimination and conversionist pressures as characteristic of an imperfectly secularized state and society.”[18] However, he continues, recent research has exposed most of these assertions as largely untrue. For instance, although certain tsars believed that the Jewish population deserved the violence meted out to it during pogroms, most monarchs and officials realized that uncontrolled violence within any community was a danger to public order. Additional chapters address the Mendel Beilis blood libel trial (also covered by Hillis), the complicated context for emancipation provided by the simultaneous emancipation of the serfs, and the rise of far-right political movements with explicitly anti-Semitic platforms and programs.

In conclusion, while Russian imperial policy toward ethnic and religious minorities clearly varied across time and space on the basis of a variety of demographic issues, the centralized but weak nature of Russian power placed clear limits on the extent to which such populations could be assimilated, controlled, persecuted, or ignored. From a geographic standpoint, these limits were more strongly felt as the distance from the center increased. Muslims in Central Asia, laborers from east Asia, and fur traders in Alaska were less tightly policed than Jews in the Pale or Ukrainians, who presented their own specific sets of challenges to Russian policy makers, in addition to their greater physical proximity. In all these regards, Russia’s course differed radically from that of its neighbor Austria-Hungary, although neither policy set was ultimately successful in preventing collapse with World War I.

Timeline

1799                           Russian-America Company awarded a contract to hunt for fur in Alaska

1801                           Paul commits first annexation of Georgian territory

1804                           Russo-Persian War begins

1806                           (yet another) Russo-Turkish War begins

1808-1809             Finnish War; Russia annexes Finland from Sweden

1812                           Treaty of Bucharest ends Russo-Turkish War; Russia annexes Bessarabia

1813                           Treaty of Gulistan ends the Russo-Persian War; Russia annexes significant territory in
Transcaucasia beyond initial acquisitions in Georgia.

1815                            Council of Europe sets Congress Poland under Russian control

1826-1828              Another Russo-Persian War; permanent cession of Armenia and Azerbaijan by Persia

1828-1829              (sigh) Russo-Turkish War; Russia annexes further Transcaucasian territory

1830-1831              Warsaw Uprising

1853-1856              Crimean War; among other cessions, Russia withdraws from Bessarabia

1858                            Treaty of Aigun with China awards significant Manchurian territory to Russia

1864                            January Uprising in Poland

1864-1868               Invasion and Annexation of Central Asian territories, including Tashkent

1867                            Alaska sold to the United States

1873-1876              Further acquisitions in Central Asia, including the Emirate of Bukhara

1876                            Use of Ukrainian in official publications is banned

1877-1878              (you guessed it) Russo-Turkish War; Bessarabia returned to Russian control with
additional territory in Transcaucasia

1881-1882              Major wave of pogroms in the southwest; May Laws are passed in their aftermath

1900                            Russia annexes further territory in Manchuria; Russian language imposed in Finland

1904-1906              Russo-Japanese War, the end of which is followed by a second major wave of pogroms

1905-1906               Revolution and subsequent second wave of pogroms


[1] Russia is indeed a land of contrasts.

[2] Peter Thaler, review of The Habsburg Empire: A New History by Pieter M. Judson, German Studies Review, 41, no. 1 (2018): 157.

[3] Pieter M. Judson, The Habsburg Empire: A New History (Cambridge, MA: Harvard UP, 2016), 336.

[4] Ibid, 341.

[5] Alessandro Stanziani, review of Finansy imperii. Den´gi i vlast´ v politike Rossii na nacional´nyh okrainah, 1801-1917 by Ekaterina Pravilova, Cahiers du Monde Russe, 47, no. 4 (2006): 921, translation mine.

[6] Ibid, 922, translation mine.

[7] Ekaterina Pravilova, review of Russian America: An Overseas Colony of a Continental Empire, 1804-1867, by Ilya Vinkovetsky, Cahiers du Monde Russe, 52, no. 4 (2011): 697.

[8] Ibid.

[9] Ibid.

[10] Marc Raeff, review of To the Harbin Station: The Liberal Alternative in Russian Manchuria, 1898-1914 by David Wolff, American Historical Review, 105, no. 3 (2000): 1045. For those of you who did not read this review, treat yourself to the final paragraph, which has a real “Old Man Yells at Cloud” feel to it.

[11] Ibid, 1044.

[12] Stephen Velychenko, review of “Ukrainskii vopros” v politike vlastei i russkom obshchestvennom mnenii (vtoraia polovina XJX v.) by A. I. Miller, Slavic Review, 60, no. 3 (2001): 639

[13] Ibid, 640.

[14] George Gilbert, review of The Tsar’s Foreign Faiths: Toleration and the Fate of Religious Freedom in Imperial Russia by Paul W. Werth, Journal of the Historical Association, 101, no. 345 (2016): 310.

[15] Robert Crews, “Empire and the Confessional State: Islam and Religious Politics in Nineteenth-Century Russia,” American Historical Review, 108, no. 1 (2003): 52.

[16] Ibid, 75.

[17] Hans Rogger, Jewish Policies and Right-Wing Politics in Imperial Russia (Berkeley, CA: University of California Press, 1986), 26.

[18] Ibid, 25

Serfdom: The Foundation of Russian Power?

Like many of the readings in this course thus far, those for this week seek to challenge some of our foregoing assumptions about a Russian person or institution. The question posed on the syllabus for the week regards whether serfdom formed the foundation of Russian power. The answer to this question would seem to hinge on two factors: how power is defined; and whether serfdom is a foundation or the foundation. If we consider the readings in chronological order, we can get a glimpse into how the historical analysis of Russian serfdom has evolved over the last fifty years.

The earliest of the assigned readings was a review of our choice of Richard Hellie’s Enserfment and Military Change. Reviewing the book in The Historian, Albert Schmidt summarizes Hellie’s thesis thus: “the middle service class, the tsar’s military arm of the sixteenth century, became obsolete in the face of the gunpower revolution of the mid-seventeenth. Significantly as its utility diminished, this class wrung more concessions from a hard-pressed autocracy and its magnates […] which gave to it a privileged status […] largely at the expense of the peasant population.”[1] In short, the ascent of the gentry was accompanied and accommodated by the establishment of full serfdom. Simply put, as former military elites migrated to estates, their tax obligations increased, thus requiring the enserfment of the estate peasantry to successfully compel payment upward in the socioeconomic hierarchy. For Hellie, the specific power of the gentry – not to mention the autocracy’s power over it – indeed depends on a foundation of serfdom.

If Hellie’s work provided for his generation an authoritative interpretation of serfdom as a basis for social power, Stephen Hoch’s monograph on serfdom, using a Tambov village as a case study, offers a comprehensive overview of what serfdom looked like on the ground, including its material basis and the extent to which the power exercised within the system was “hard” or “soft.” Hoch literally builds his analysis from the ground up, first situating Petrovskoe within its agricultural, sociohistorical, and demographic contexts before examining the social relationships within and among serf families and between serfs and bailiffs. In all, Hoch’s book is quite thorough, given the proviso that the case of Petrovskoe is not perfectly generalizable to serfdom in Russia writ large. Given Hoch’s use of estate sources, the work is heavy on disciplinary reports and overall statistics. In establishing the demography of the commune, for instance, Hoch pores over the figures for age at first marriage, fertility, life expectancy, etc. (although the absence of a discussion of maternal mortality is slightly baffling).

Hoch does not undermine the basic premise of Hellie’s that the power of estate owners was undergirded by serfdom as an institution. Rather, he disputes the extent to which the coercion necessary to have the system operate was entirely top down. While he does not deny that the life of a serf was one of drudgery or that the lives of individual serfs within the system could be one of privation, violence, and humiliation, he nevertheless argues that the punishment meted out by the bailiffs was relatively ineffective in accomplishing social control. Moreover, he demonstrates that, rather than a binary relationship between bailiffs as overlords and disciplinarians and serfs as those in the bailiffs’ thrall, the society of the estate and the peasant commune (mir) itself were stratified with families led by patriarchs and communes led by peasant overseers. With power thus distributed, the rewards and punishments used to maintain social control varied depending on who was wielding this power and over whom.

Moreover, Hoch examines the economic life of the estate and commune, showing how regular reapportionment of arable land among families resulted in the maintenance of relative economic equality and lack of stratification among serfs. He writes, “While communal life was certainly not harmonious, in most instances the mir had the serfs’ common well-being at heart.”[2] In addition, Hoch undermines the idea that the lives of serfs were ones of pure exploitation. That said, tension emerged within and among families on generational and gender bases. Hoch argues that serf marriages, being characterized by bride price rather than dowry, encouraged the early marriage of daughters, who in turn would become a partner in a husband-wife agricultural unit or tiaglo. While on the one hand, such an arrangement would seem to favor sons over daughters, the conflict between patriarchs and the men of younger generations who perhaps sought to displace them resulted in sometimes violent outbursts. Within this context, the constant threat of military conscription for young men served as both a form of coercion and a safety valve at times.

Although Hoch might provide a book’s worth of detail about how the system of social power and control operates, he does not fundamentally challenge the notion of serfdom providing the foundation for the power of the gentry. What power the serfs might exercise, for instance, is entirely among themselves or emerges in the form of protest or rebellion. David Moon, in addition to seeking to explain why serfdom persisted in Russia for as long as it did, argues that “Russian serfdom served the interests and met the needs not only of the state and the land- and serf-owning nobility, but also, to a degree, those of the serfs themselves or, at least, some parts of serf society.”[3] He also argues that serfdom demonstrated economic viability and was a socially stabilizing institution, although this is a point largely already made by Hoch, at least in the case of Petrovskoe.

Moon’s overview provides critical details about the emergence of serfdom, e.g., the decision in the 1550s to pay the service class with land and peasants to work it. In addition, although Hoch, as noted above, treats the role of military conscription as a factor in peasant commune social dynamics, he does not extend the power relationship under discussion beyond the commune very much. Moon, in contrast, expands the variety of Russian power that serfdom supports to the military quite specifically, noting both the importance of serf recruits to the creation of a new military under Peter the Great and the decline of the same army with the defeat of the Crimean War and Alexander’s recognition that a trained reserve army could not draw from a serf population. As Moon says, the decline of serfdom occurred because “serfdom plus autocracy no longer equalled [sic] military power.”[4]

With Roger Bartlett’s analysis, the focus on power expands to encompass state powers, including foreign affairs, while the focus on serfdom expands beyond the estate. Observing that the period of serfdom coincides with Russia’s emergence as a continental power, Bartlett notes that “the regime as a whole was based on concepts of hierarchy and obligation”[5]; therefore, regardless of whether the serf in a dependent relationship was an estate serf, state serf, or treasury serf, “social relations were not fundamentally different.”[6] The extent to which the elites were reluctant to modify this fundamental relationship, Bartlett argues, could be found in imperial Russia’s patronage system and its reliance on petitions, which inherently disfavored an illiterate peasantry, the leadership’s autocratic nature, and the empire’s lack of social institutions. In such a top-heavy environment, serfdom was viewed as a perpetual institution, even as certain monarchs saw the need for reform. Finally, Bartlett reiterates a version of the backwardness hypothesis, concluding that serfdom emerged when it did because of the country’s underdevelopment; the government, in turn, recognized the institution as valuable to its military power and diplomatic influence. In this case, therefore, serfdom is not so much the foundation of Russian power as an effect of it.

Alessandro Stanziani’s article, finally, argues that Russian serfdom, while not unique in a world in which workers of all kinds were routinely exploited, was an extreme case of economic and legal inequality. That said, he also shows that liberation was more of a gradual process than a clean break accomplished with the reform of 1861; in contrast to Bartlett, he interprets state serfdom as a fundamentally different status than estate serfdom, although they both fall under the general definition of kholopy (dependents, here largely denoting domestic workers). He further notes that serfdom was not specifically defined under Russian law until relatively shortly before emancipation.

Here, Stanziani is unique among the week’s authors in distinguishing among different kinds of dependent laborers in imperial Russia. For instance, other than some passages from Hoch, Stanziani is the only one of this week’s authors to compare serfdom to slavery (both in Russia and internationally). Among the observations drawn from this comparison is that slaves and kholopy in Russia tended not to perform agricultural labor; “this may have constituted one of the dominant features of Russian history,”[7] Stanziani writes (presumably limiting this dominance to labor history). Whereas slavery was a consequence of debt peonage or war prisoner status, the kholopy eventually became synonymous with the peasantry. Stanziani’s treatment of Russian power retracts to that of the master-servant relationship, by and large, but in so far as serfs provide this foundation, Stanziani offers the broadest examination of the types of people from which that foundation was constituted.

In closing, all of the week’s authors see an intrinsic relationship between serfdom and Russian power, and most of them tend to see serfdom as providing the foundation of this power. The variables are largely how serfdom is defined and examined and how extensive the forms of power treated are. Only Hoch and Bartlett really challenge the one-sidedness of the relationship, with Hoch suggesting a more stratified social environment with significant levels of power relegated to upper echelons within serfdom and Bartlett suggesting a more reciprocal relationship between the serfs and nobility in terms of cause and effect.

Chronology

1550                            Sudebnik provides that peasants can leave estates by paying a fee

1556                            Requirement of secular landowners to serve the state

1597                            Ukase permanently bans free movement of peasants.

1606-1607                   Bolotnikov Revolt

1607                            Sanctions imposed for hiding runaway serfs

1649                            Sobornoye Ulozhenie – first major codification of serfdom

1654-1667                   Nobles’ serfs serve in the Thirteen Years War

1670-1671                   Razin Revolt

1707-1708                   Bulavin Revolt

1734                            Law requires landowners to feed serfs in years of bad harvests

1762                            Nobility no longer required to render state service

1762-1764                   The conversion of church peasants to state peasants

1773-1774                   Pugachëv Revolt

1785                            Restatement of the nobility’s right to own serfs

1793                            Lifetime term of military service reduced to 25 years

1797                            The tsar recommends that serfs not be required to work Sundays

1803                            Serfs given right to buy their land

1847                            Serfs given right to buy their freedom

1861                            Emancipation reform


[1] Albert J .Schmidt, review of Enserfment and Military Change in Muscovy, by Richard Hellie, The Historian, 34, no. 3 (1972): 509.

[2] Stephen Hoch, Serfdom and Social Control in Russia: Petrovskoe, a Village in Tambov (Chicago: University of Chicago Press, 1986), 158.

[3] David Moon, “Reassessing Russian Serfdom,” European History Quarterly, 26, no. 4 (1996): 486.

[4] Ibid, 514.

[5] Roger Bartlett, “Serfdom and State Power in Russia,” European History Quarterly, 33, no. 1 (2003): 35.

[6] Ibid, 37.

[7] Alessandro Stanziani, “Serfs, Slaves, or Wage Earners? The Legal Status of Labour in Russia from a Comparative Perspective, from the Sixteenth to the Nineteenth Century,” Journal of Global History 3, no. 2 (2008): 193.

Vacation in Barbados

I had the first meeting of my current grad history class in imperial Russian history two days ago. The professor is extraordinarily highly regarded in the field and show tremendous enthusiasm, which is always nice to see.

As I mentioned elsewhere, I’m unsure what my major research topic will be for the term, but I know now that I will have at least two writing assignments over the course of the term, which I will post here once ready.

In the meantime, I recently spent a week in Barbados in which I learned a few interesting aspects of the island’s history. E.g., George Washington once lived there, in particular while accompanying his half-brother Lawrence (sp?), who was convalescing from a serious illness. This was decades before Washington led the Continental Army, but he nevertheless noted the great strategic importance of the island to the British.

Therefore, once the cause for American independence began, Washington sought an alliance with France, as we already know. He sought this alliance in part because of the principle of one’s enemies’ enemies being one’s friends — the French and British had long been rivals, including in colonial endeavors. In this specific case, however, the key was the colonial aspect. The British so relied upon on Barbados sugar exports and tolls on ships entering the Caribbean via “British” waters that the specter of a military alliance between the American colonists and France was enough for the British to deploy its navy to Barbados — and not to North America. This decision by the British relieved a quite serious worry among Washington et al about British military might.

Of course, even without British naval support, the war went on for eight long years.

Tempus Fugit

And that quickly, a month has gone by since I’ve written here. By way of a quick update, my current plan is to take a graduate-level Russian history class at Penn in the fall and another graduate-level history course at Edinburgh in the spring, the latter probably a methodology. Finishing the third class at Edinburgh will entitle me to a Graduate Certificate in History that I can either continue to build on at Edinburgh or (I hope) transfer to the M.A. program at Penn, should I be admitted there. More on this eventually. For now, it’s a regrouping period.

Possible research topics for the fall include the Bund in late imperial Russia or the Black Hundred, the antisemitic ultranationalist group behind many of the pogroms that occurred in Russia around the time of the Russo-Japanese War and 1905 Revolution.

Twitter Threads

It’s been a while since I’ve written, so a few updates seem in order.

First, I aced my Jewish History class, so I’m happy about that. I’ll apply (again) to the M.A. program in history in the fall, hopefully with better luck than before. In the meantime, whether I’ll take a course at Edinburgh, Penn, or neither in the fall is up in the air.

In the meantime, I’ve written to Twitter threads, so I thought I’d link to them here.

On death tolls in 20th century socialist states: https://twitter.com/thamesdarwin/status/1139508972858355713

On whether ICE camps are comparable to concentration camps: https://twitter.com/thamesdarwin/status/1141142098219085824

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